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Compliance Manager | Distribution and Advertising

Macquarie Global Services
life insurance, parental leave, paid time off, sick time, long term disability, 401(k)
United States, Pennsylvania, Philadelphia
May 14, 2025
Join the team at the center of a rapidly growing global asset management firm with an exciting career opportunity. The Compliance Manager will be part of the client solutions compliance team and will play an integral role in supporting client-facing activities for the public markets business. At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in 31 markets and with 56 years of unbroken profitability. You'll be part of a friendly and supportive team where everyone - no matter what role - contributes ideas and drives outcomes. What role will you play? Press space or enter keys to toggle section visibility You will collaborate with the Head of Compliance to play a key role in supporting the client-facing operations of Macquarie Asset Management's public markets division. Your problem solving skills and regulatory knowledge will help you in the review of sales and marketing materials and will help bolster the compliance program of the firm's limited purpose broker, Delaware Distributors, with a particular focus on sales practices. Salary range for this position: $110,000 - $130,000/Year. Actual base salary may vary based upon, but not limited to, relevant experience, time in role, peer and market data, prior performance, business sector, and geographic location. You may also be eligible for an annual discretionary incentive compensation award. We offer a full spectrum of benefits, including Medical, Prescription Drug, Dental, Vision, Health Savings Account, Dependent Day Care Savings Account, Life Insurance, Disability and Other Insurance Plans, Paid Time Off (including Sick Leave, Parental Leave and Vacation), Holidays, 401(k), and Short/Long Term Disability, in addition to other special perks reserved for our employees. What you offer Press space or enter keys to toggle section visibility Minimum of 7 to 10 years relevant experience in addition to a Bachelor's degree in finance, business, or a related field Proficient with relevant SEC and FINRA regulation in addition to the Series 7 and Series 24 licensures Experience with electronic document management and workflow software/systems such as Admaster Redoak Experience working in a global environment preferred with a proven track record of developing and managing a team, establishing, and maintaining relationships with key stakeholders, and collaborating with colleagues across functions and geographies Excellent written and oral communication skills; capable of synthesizing, condensing, and conveying complex regulatory and policy information to key stakeholders in clear and simple terms. We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply. About Macquarie Asset Management Press space or enter keys to toggle section visibility Macquarie Asset Management is a global asset manager that aims to deliver positive impact. We're trusted by institutions, pension funds, governments, and individuals to manage billions in assets globally. We provide access to specialist investment expertise across a range of capabilities including fixed income, equities, multi-asset solutions, private credit, infrastructure, green investments, natural assets, real estate, and asset finance. Our commitment to diversity, equity and inclusion Press space or enter keys to toggle section visibility We are committed to providing a working environment that embraces diversity, equity and inclusion. As an inclusive employer, Macquarie provides equal opportunities to all individuals regardless of race, color, religion, sex, sexual orientation, national origin, age, disability, protected veteran status, genetic information, marital status, gender identity or any other impermissible criterion or circumstance. Our aim is to provide reasonable accommodations to individuals who may need support during the recruitment process and through working arrangements. If you require additional assistance, please let us know during the application process.