Senior Investment Compliance Business Analyst
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![]() United States, California, Los Angeles | |||||||||
![]() 865 South Figueroa Street (Show on map) | |||||||||
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Senior Investment Compliance Business Analyst Job Location(s)
US-NY-New York | US-CA-Los Angeles
Position Summary This position reports to the Implementation Manager, in Investment Compliance. The Senior Investment Compliance Business Analyst will join a team of compliance professional that provides systems and analytical support to our investment compliance team, as well as other departments within TCW. Specifically, this individual will be responsible for the developing, implementing, and maintain Aladdin rules that support our investment strategies and risk management processes. You will be required to interpret Investment Management Agreements (IMA), Prospectuses, Statement of Additional Information (SAI) and Fund Declarations guideline documents, and input rules into Aladdin and TCW's Investment Guideline Repository (TiGR). Additionally, they will support other functions including, but not limited to, Portfolio Management, Securities Trading, Client Services and Marketing professionals in the use of TiGR and Aladdin for online querying and data searches. The incumbent will work most closely with rules Implementation professionals to ensure that their documented interpretation of IMA and related guidelines are correctly and consistently stored within Aladdin and TiGR for use by the firm. The incumbent will be a key subject matter expert on guideline rules in Aladdin and TiGR. Essential Duties
Review, input, and govern all interpreted governing documents, including but not limited to Investment Management Agreements (IMA), Prospectuses, Statement of Additional Information (SAI), and Fund Declarations into TCW's Investment Guideline Repository in an accurate and standardized format.
Required Qualifications
Professional Skills Qualifications
Desired Qualifications Estimated Compensation: Base Salary: For NY & CA based position, the base salary range is $150K-$170K. This is an anticipated range and represents base salary only. Other Compensation: Eligible to be considered for an annual discretionary bonus. Benefits: Eligible for TCW's comprehensive benefits package. #LI-DG1 |